Top News
September 10, 2026
Guggenheim Securities Hires Dan Daul to Expand Technology Investment Banking Practice
Guggenheim Securities, a leading investment banking and capital markets firm, announced today that Dan Daul has joined the firm as a Senior Managing Director in its Technology Investment Banking practice, where he will focus on advising companies in the application software and fintech sectors.
September 01, 2026
Guggenheim Securities Publishes ‘The Domestic Capital Surplus: A Potential Reversal of Consequence’
A report that traces how a decades-long buildup of investment capital in the US may have reached an inflection point
August 13, 2026
Guggenheim Securities Hires Blake Jones to Expand Global Services Investment Banking Coverage
Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Blake Jones has joined the firm as a Senior Managing Director in its Global Services Investment Banking practice, where he will focus on independent broker-dealers, Registered Investment Advisors (RIAs), and other asset and wealth management businesses.
Recent News
April 20, 2023
Guggenheim Securities to Expand Investment Banking Business in Europe
The new team will join the firm’s global TMT Investment Banking practice and will focus on advising UK- and European-based companies in the telecom and digital infrastructure sectors.
March 30, 2023
Guggenheim Securities Hires Seth Ostrie to Expand TMT Expertise in Equities
Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Seth Ostrie will join the firm as a Senior Managing Director in Equities Sales & Trading as TMT Sector Specialist & Coordinator.
March 30, 2023
Investing in Advanced Nuclear Energy: Meeting Clean Energy Needs Across the Economy
Guggenheim Securities hosted its “Investing in Advanced Nuclear Energy: Meeting Clean Energy Needs Across the Economy” conference, on March 30, in New York.
March 21, 2023
Rocque Lipford Jr. Joins Guggenheim Securities to Expand Industrials Investment Banking Practice
Guggenheim Securities, the investment banking and capital markets division of Guggenheim Partners, announced today that Rocque Lipford Jr. has joined the firm as a Senior Managing Director in the Industrials Investment Banking Group.
March 10, 2023
Executive Insight Interview: Spurring Investment in Sustainable Energy
Guggenheim Partners Executive Chairman Alan Schwartz sat down with Roman Kramarchuk during CERAWeek for an Executive Insight interview to discuss sustainable energy as a driving force, sourcing of capital for projects, and the role of government to act as a catalyst for investment in new technologies.
March 09, 2023
Regenerating Nuclear for a Low-Carbon World
On March 9, James Schaefer, Senior Managing Director in Energy Investment Banking, joined Sylvain Cognet-Dauphin, Research & Analysis Executive Director of S&P Global; Daniel B. Poneman, President & Chief Executive Officer of Centrus Energy Corp; Jay Wileman, President & Chief Executive Officer of GE Hitachi Nuclear Energy; and Jeff Lyash, President & Chief Executive Officer of Tennessee Valley Authority for a discussion on what is needed to put nuclear generation on a growth track.
March 07, 2023
Energy Markets: The Growing Role of Government
On March 7, Michael LaMotte, Senior Managing Director in Energy Investment Banking, joined Carlos Pascual, S&P Global Commodity Insights; Richard Newell, President and CEO of Resources for the Future; Paula Pinho, Director at the Directorate-General Energy in the European Commission; and Elizabeth Rosenberg, Assistant Secretary for Terrorist Financing and Financial Crimes at the U.S. Department of the Treasury, for a discussion on the growing role of government in energy markets.
March 06, 2023
Guggenheim Securities at CERAWeek 2023
Guggenheim Securities leaders joined energy companies, government officials, thought leaders, and technology innovators at the global energy conference.
March 06, 2023
Energy Access and Economic Growth
On March 6, Guggenheim Partners Executive Chairman Alan Schwartz joined former BP CEO Bob Dudley, Tellurian Chairman Charif Souki, and BeyondNetZero Chairman Lord John Browne of Madingley for a discussion on “Energy Access and Economic Growth.”
February 21, 2023
Jim Millstein on Restructuring Market, Fed, Debt Limit
Guggenheim Securities Co-Chair Jim Millstein discusses the restructuring market, Federal Reserve monetary policy and the debate over the federal debt ceiling.
